Tracy is the director of compliance education in CUNA's Center for Professional Development (CPD). She is responsible for the design and production of compliance-related educational materials for credit unions and leagues. These responsibilities include developing, implementing and administering CU Advance RegTraC courses, CUNA's Bank Secrecy Act Conference, compliance-related audio conferences and webinars as well as all compliance related books and manuals.
John is senior vice president of education and training for Western Payments Alliance. He has over 20 years of banking experience, primarily in electronic payments with a focus on emerging payment technologies. John has been featured in American Banker and is a member of the ABA Payments Law Taskforce. He holds the AAP accreditation and has lectured frequently on payments topics including; industry trends, legal issues, emerging technologies, compliance and risk.
Todd is a tenured executive with broad experience across many business verticals. A technological artisan with decades of implementing innovative solutions, he has been immersed in the financial services sector for over 10 years. He currently is serving as a senior vice president at First Flight Federal Credit Union. Todd is a member of the Bitcoin Foundation, Regulatory Affairs Committee.
Colleen is the federal compliance counsel in CUNA's regulatory affairs department. She analyzes regulations to determine their impact on the operations of credit unions and provides compliance information to credit unions through CUNA's CompBlog, NewsNow, eGuide to Federal Laws and Regulations, Credit Union Magazine and other resources. She works closely with CUNA's Center for Professional Development to provide educational products and programs to support credit unions' compliance efforts, and provides support to CUNA's lobbyists on consumer legislation. Colleen has worked for CUNA for more than 17 years in both regulatory affairs and state government affairs. Prior to joining CUNA, she worked for the Colorado Credit Union League doing governmental affairs and regulatory compliance.
Valerie is senior director of compliance analysis for CUNA regulatory affairs in the Washington, DC office. She works closely with CUNA’s publications and web services departments to deliver useful and accurate compliance information in a user-friendly format to CUNA’s members. She is responsible for writing articles on various compliance issues of interest to credit unions, maintaining CUNA’s e-Guide to Federal Laws and Regulations and responding to credit unions’ compliance inquiries. Valerie writes for and edits the compliance section of Credit Union Magazine and contributes to CUNA’s daily compliance blog CompBlog and monthly e-newsletter the Monthly Compliance Wrap-Up. She also assists CUNA’s political affairs department and the Credit Union Legislative Action Council (CULAC) in complying with Federal Election Commission regulations.
Attorney, author, consultant and nationally recognized speaker, David is a partner in the law firm of Reed and Jolly, PLLC and founder of CU Doctor, a full service credit union consulting practice. Through Reed and Jolly, David provides guidance to credit unions concerning a variety of matters including the establishment and revision of credit union policies and procedures, organizational compliance, collections, security, contractual agreements, regulatory matters and corporate governance. David is particularly noted as an expert in the areas of credit union operations, bankruptcy and collections. He has been selected to train NCUA Field Examination and Audit Staff on numerous issues including ID Theft Red Flags, S.A.F.E Act, Third Party Contract Management and Bankruptcy matters.
Tom has been working in IT security, auditing and compliance for over 25 years. He started his career in the role of security analyst and BCP coordinator for a $3.5B regional bank. He later led Deloitte's IT audit and security assessment team on the west coast and in this capacity performed technology audits for Washington Mutual, Bank of America, American Express, Boeing, Starbucks and many other Fortune 500 organizations. In 2000, Tom recognized that community banks and credit unions facing GLBA and other IT security regulations were underserved by existing consulting firms. He founded TrustCC to specifically address this need. TrustCC has performed about 2000 security assessments and IT audits for 400 financial institutions.
Cindy is vice president of regulatory compliance for PolicyWorks and is responsible for leading and overseeing all of PolicyWorks’ compliance partnerships, delivery of compliance solutions to credit unions/leagues and new product development. She also assists credit unions with strategic compliance program management. Before joining PolicyWorks, Cindy was responsible for creating, implementing and managing regulatory compliance programs for financial institutions of various sizes for over 20 years, and is a frequent speaker at national conferences and workshops. In addition, she has experience in the areas of risk management and internal audit. She holds the Credit Union Compliance Expert (CUCE), Certified Regulatory Compliance Manager (CRCM) and Accredited ACH Professional (AAP) certifications.